Investment Intermediaries Act, 1995
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PART IV Investment Product Intermediaries | ||
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Definition of investment product intermediary. |
25.—In this Act “investment product intermediary” means an investment business firm or a solicitor holding a practising certificate (within the meaning of the Solicitors Acts, 1954 to 1994) who— | |
(a) acts as a deposit agent or acts as a deposit broker, or | ||
(b) provides a service of the reception and transmission of orders to a product producer in any of the instruments referred to in section 4 (2) (a) to (c) or shares in a company which are listed on a stock exchange or bonds so listed or prize bonds. |